Dimensional Fund Advisors Ltd. : Form 8.3 – AGGREKO PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE / TRANSACTION DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the OPA Code (the “Code”)
1. KEY INFORMATION
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(a) Full name of discloser: |
Dimensional Fund Advisors Ltd. (“Dimensional”), in its capacity as investment manager and on behalf of its affiliates which are also investment managers. Dimensional and its affiliates expressly disclaim beneficial ownership of the shares described in this form 8.3 |
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(b) Owner or controller of the disclosed interests and short positions, if different from 1 (a): |
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(c) Name of the offeror / officer for the relevant titles to which this form relates: |
Aggreko plc |
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(d) If an exempt fund manager is related to an offeror / offeror, indicate this and specify the identity of the offeror / offeror: |
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(e) Date of position held / transaction undertaken: |
April 1, 2021 |
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(f) In addition to the company referred to in 1 (c) above, does the discloser make any disclosures with respect to any other party to the offer? |
N / A If YES, specify which one: |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to be subscribed to be disclosed in more than one category of relevant securities of the offeror or the offender named in point 1 (c), copy table 2 (a) or (b) (depending on the case) for each additional category of relevant titles. Security.
(a) Interests and short positions in the relevant securities of the offeror or the offender to which the disclosure relates as a result of the transaction (if applicable)
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Relevant safety class: |
4 329/395 p Ordinary Shares |
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Interests |
Short positions |
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Number |
% |
Number |
% |
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(1) Relevant securities held and / or controlled: |
10,715,786 * |
4.18% |
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(2) Derivatives settled in cash: |
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(3) Derivatives settled in shares (including options) and buy / sell agreements: |
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TOTAL: |
10 715 786 |
4.18% |
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* Dimensional Fund Advisors Ltd. and / or its affiliates do not control voting discretion for 333,629 shares.
All interest and short positions must be disclosed.
Details of all open derivative positions settled in equities (including traded options) or relevant securities buy or sell agreements should be provided on a Supplemental Form 8 (Open Positions).
(b) Subscription rights for new securities (including options for directors and other employees)
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Class of securities concerned in relation to which there is a subscription right: |
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Details, including the nature of the rights concerned and the relevant percentages: |
3. TRANSACTIONS (IF APPLICABLE) BY THE PERSON MAKING THE DISCLOSURE
When there have been transactions on more than one category of relevant securities of the offeror or offender named in point 1 (c), copy table 3 (a), (b), (c) or (d ) (as the case may be) for each class of securities concerned processed.
The currency of all prices and other monetary amounts must be indicated.
(a) Purchases and sales
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Relevant safety class |
Buy Sell |
Number of titles |
Price per unit |
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Ordinary actions |
Sale |
18,904 |
8.7591 GBP |
(b) Cash-settled derivative transactions
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Relevant safety class |
Product Description |
Nature of the transaction |
Number of benchmark titles |
Price per unit |
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(c) Equity-settled derivative transactions (including options)
(i) Write, sell, buy or modify
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Relevant safety class |
Product Description for example purchase option |
Write, buy, sell, vary, etc. |
Number of securities to which the option relates |
Unit exercise price |
Type |
Expiration date |
Option money paid / received per unit |
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(ii) Exercise
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Relevant safety class |
Product Description |
Exercise / exercised against |
Number of titles |
Unit exercise price |
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(d) Other operations (including the subscription of new securities)
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Relevant safety class |
Nature of the transaction |
Details |
Unit price (if applicable) |
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4. OTHER INFORMATION
(a) Indemnification and other trade agreements
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Details of any indemnity or option agreement, or any agreement or arrangement, formal or informal, relating to the relevant securities which may be an inducement to trade or refrain from trading entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: |
(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person regarding: |
(c) Attachments
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Is an additional form 8 (open positions) attached? |
NO |
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Disclosure Date: |
April 6, 2021 |
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Name of the contact: |
Thomas hone |
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Phone number: |
020 3033 3419 |
Public disclosures under Rule 8 of the Code should be made to a Regulatory Information Service and should also be emailed to the Acquisitions Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation regarding the Code’s disclosure requirements on +44 (0) 20 7638 0129.
The Code can be viewed on the Group’s website at www.thetakeoverpanel.org.uk.
